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Retail structured products    
 
   
  11 January 2012 JAC Response to FSA Consultation: Retail Product Development and Governance – Structured Products Review
     
  7 December 2011 JAC response to the European Commission following ESMA's technical advice on possible delegated acts concerning the Prospectus Directive
     
  23 November 2011 JAC Combined Principles for Retail Structured Products – French translation (see English version below, dated 23 May 2011)
     
  23 November 2011 JAC Combined Principles for Retail Structured Products – German translation (see English version below, dated 23 May 2011)
     
  14 October 2011 JAC Response to the Belgian FSMA consultation note on the introduction of a regulatory framework for the distribution of structured products to retail investors
     
  23 May 2011 JAC combined Principles for Retail Structured Products (see above French & German translations, dated 23 November 2011)
     
  21 April 2011 Joint Associations Committee response to FSA Discussion Paper DP11/1: Product Intervention
     
  1 February 2011 Joint Associations Committee response to current consultations on the Packaged Retail Investment Products Initiative 
     
  10 September 2010 Joint Associations Committee response to CESR’s UCITS consultations “A guide to clear language and layout for the Key Investor Information document (KII)” (CESR/10-532) and “CESR’s template for the Key Investor Information document” (CESR/10-794)
     
  30 June 2010 Joint Associations Committee submission to the European Commission on the PRIPS Key Investor Information Document
     
  15 February 2010 Joint Associations Committee response to the IOSCO Consultation Report on Principles of Point of Sale Disclosure
     
  17 November 2009 Joint Associations Committee submission to the European Commission on packaged retail investment products (‘PRIPS’)
     
  8 October 2009 Joint Associations Committee submission to CONSOB on its consultation paper July, 14 2009 on recommendations relating to the offering prospectus or admission to trading of financial products not representing capital
     
  10 September 2009 Joint Associations Committee response to CESR consultation on its technical advice on the format and content of Key Information Document (‘KID’) disclosures for UCITS
     
  30 June 2009 Joint Associations Committee response to FSA quarterly consultation (CP 09/12)
     

 

9 July 2008

Press release: Industry Associations Release “Structured Products: Principles for Managing Distributor-Individual Investor Relationship”

 

July 9, 2008

Final version: Principles for managing the distributor-individual investor relationship

 

May 12, 2008

Exposure draft: Principles for managing the distributor-individual investor relationship

 

May 12, 2008

Press release: Industry Associations Release Exposure Draft of: "Structured Products: Principles for Managing Distributor-Individual Investor Relationship"

 

January 18, 2008

Response to European commission on substitute retail investment products

 

July 10, 2007

Principles for managing the provider-distributor relationship

   
   

 

The contact person at ICMA is Ruari Ewing.


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