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MiFID - related documents    
 
   

 

CESR and national regulators (including the FSA and the AMF) have been consulting the financial services industry about aspects of the implementation of MiFID. Jointly with other associations, ICMA has been involved in preparing the following responses, which can be accessed below.

  August 4, 2010 Joint response to CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation
     
  December 22, 2009 Joint response to CESR’s consultation paper “Inducements: Good and poor practices” (CESR/09-958)
     
  December 5, 2008 Joint response to FSA CP 08/16 Quarterly Consultation CH 5 Transaction Reporting Rules: Transactions on over-the-counter derivatives
     
  October 1, 2008 The call for evidence received on 15th July 
       
  October 1, 2008 ICMA response to call for evidence 
       

 

November 21, 2007

CESR's Public Consulation on the CESR MIFID Level 3 Expert Group Draft Work Plan for Q4/2007 - 2008

 

April 27, 2007

Joint Associations' reponse to CESR's second consultation on Inducements under MiFID

 

March 21, 2007

Letter from Commissioner McCreevy to ICMA on supervision of branches under MiFID

 

March 15, 2007

Joint response on MiFID best execution

 

 

March 2, 2007

Joint response to CESR on transaction reporting

 

February 23, 2007

Joint follow-up response to FSA Consultation papers 06/19and 06/20

 

February 9, 2007

Joint response to CESR's consultation on inducements under MiFID (06-687)

 

February 9, 2007

Joint response to CESR's consultation on the passport under MiFID (06-669)

 

January 15, 2007

Joint Response to CESR CP Data Standards

 

December 18, 2006

Response to CESR consultation on publication and consolidation of MiFID market transparency

 

November 28, 2006

Joint Associations' initial response to the FSA’s Consultation Paper on Reforming Conduct of Business Regulation (CP06/19)

 

November 27, 2006

Joint Associations' response to CESR on minimum records

 

October 31, 2006

Joint Associations' response to FSA's CP06/14

 

October 31, 2006

Joint Associations' response to AMF's consultation on best execution

 

September 26, 2006

MIFID Client Classification Response

 

 

September 12, 2006

Response sent to CESR on Consultation on MIFID Level 3 work

 

July 14, 2006

ICMA, ISDA and TBMA joint response to FSA Discussion Paper 'Implementing MiFID's Best Execution Requirements'

 

 

Appendix to Annex B

 


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